Fund Documentation for UCITS ETFs

Pursuant to (1) Directive 2009/65/EC; and (2) Collective Investment Schemes (Amendment) (EU Exit) Regulations 2019, a key investor document (a “PRIIPs KID”) or key investor information document (“KIID” and together with the PRIIPs KID, “KID”) is required to be made available to investors located in the European Union and the UK respectively before they invest in units of ETFs that are undertakings for collective investment in transferable securities (“UCITS”). A KID provides summary information in relation to an ETF to assist investors in understanding the nature, risks and charges associated with investing in a UCITS prior to making an investment decision.

Prior to (1) any investment or transaction in (a) an ETF; or (b) a financial instrument or over-the-counter derivative contract linked to an ETF, or (2) any participation in any trading strategy related to one or more ETFs (together, “ETF Transactions”) you should ensure that you have:

1. read and understood all relevant ETF documentation relevant to your investment, including the relevant KID, the applicable prospectus, any supplement to the prospectus, the annual and half-yearly reports and any other such publicly available documentation relevant to the ETF for more detailed information in respect of such ETF (collectively, the “Fund Documentation”); and
2. made all reasonable enquiries and undertaken independent analysis as you deem necessary and appropriate in respect of your investment.

You may locate the applicable KID and other Fund Documentation by visiting the applicable fund manager’s website. In connection with ETFs for which Citi has been appointed an authorised participant by the relevant ETF provider, links to the applicable fund manager’s website are set out below:

• ABRDN
• Amundi
• ARK
• AXA IM
• BNP Paribas
• DEKA
• DWS
• Fidelity
• FinEX
• First Trust
• Franklin Templeton
• GlobalX
• GSAM
• HanETF
• HSBC
• Invesco
• iShares
• Janus Henderson Tabula
• JP Morgan
• Kraneshares
• Legal and General
• Ossiam
• Palmer Square
• PIMCO
• Robeco
• SPDR
• UBS
• Van Eck
• Vanguard
• Wisdom Tree

A hardcopy of the KID and/or the Prospectus may be provided upon reasonable request. Should you have any queries, please contact your relevant Citi sales representative.
 
You acknowledge and agree that in receiving such Fund Documentation either in hardcopy or via links to the fund manager websites (i) you shall comply with all laws and regulations and requirements imposed by any competent regulatory body, applicable in the circumstances, whether domestic or foreign, or any agreement entered into with or between any competent regulatory, prosecuting, tax or governmental authority or agency, or central bank, in any jurisdiction in which you undertake any activities in relation to such ETFs; and (ii) you may have a separate regulatory obligation to provide a KID and such other Fund Documentation to your own clients where you act as an intermediary.

Disclaimer: The provision of a KID and any other Fund Documentation (or the provision of links to third-party websites where such information may be located) is for informational purposes and as an accommodation only. This website, and information and links to third-party websites, does not constitute an offer or an offer to the public, and invitation to offer, a recommendation or any form of advice to enter into any ETF Transactions by Citi or any of its affiliates. Citi and its affiliates do not accept any liability for the accuracy or completeness of any information contained on a third-party website (including any information contained in the KID or other Fund Documentation).
 
No representation, warranty or undertaking, express or implied, is thereby given as to the accuracy or completeness of the information contained on the third-party websites (including any information contained in the KID or any other Fund Documentation) by Citi or any of its affiliates (or its respective personnel).
 
Where third-party websites include links to information on other ETFs, this should not be considered as any form of intended direct or indirect marketing of such ETFs.
 
Citi has no control over the contents of third-party websites or resources and neither Citi nor any of its affiliates make any representation as to the accuracy or completeness of such websites or resources and have not and will not review or update them. Neither Citi nor any of its affiliates accept any responsibility for the third-party websites set out above and resources provided by third-parties or for any loss or damage that may arise from your use of them.