2009 — Rankings, Recognition & Awards

Asia Asset Management

Best of the Best Awards

  • Best Local Custodian in Asia (ex-Japan, ex-Australia)
The Asset

Triple A Transaction Banking Awards

  • Best in Corporate Trust
Asian Investor

2009 Service Provider Awards

  • Best Securities Services Provider – China
  • Best Securities Services Provider – Japan
  • Best Securities Services Provider – South Korea
  • Best Securities Services Provider – Thailand
The Banker

Bank of the Year Awards

  • Securities Services House of the Year
emea finance

Achievement Awards

  • Best Depositary Receipt Programme in EMEA
EuroHedge

Administrator Survey

  • #2 – Assets under Administration
Financial i
  • Leaders in Innovation for Fund Administration and Accounting
FSO Knowledge Xchange

Excellence Awards

  • Excellence in Business Process Management – OpenWealthsm Unified Managed Household Servicing Platform
Global Custodian

Securities Services Hall of Fame

  • Ranjit Chatterji
  • Andrew Gelb
  • Richard Ernesti
  • Lou McCrimlisk
  • Nick Roe
  • Neeraj Sahai
  • Mike Sleightholme
  • Brian Staunton

Securities Lending Survey

League Tables

  • #3 Global Provider
  • #3 North America
  • #3 Multi-Provider

Best in Class – Commended

  • Global
  • $10B+
  • North America
  • Europe
  • Single Provider
  • Multi-Provider

Mutual Fund Administration Poll


League Tables

  • #1 – Asia Pacific – League Tables
  • #2 – $1- 5 Billion in AUM

Top Rated

  • $100 Million – 1 Billion in AUM
  • $1 Billion – 5 Billion in AUM
  • North America
  • Asia Pacific

Commended:

  • Global
  • Less than $100 Million in AUM
  • Over $5 Billion in AUM
  • Equity
  • Fixed Income
  • Fund of Funds
  • Other Funds
  • Europe
  • 44 Best in Class
       – Client Services (4)
       – Value (5)
       – Fund Accounting (4)
       – Transfer Agency (9)
       – Distribution Support (3)
       – Portfolio Servicing (5)
       – Fund Reporting (7)
       – Compliance (7)

Agent Banks – Emerging Markets Survey


Top Rated – As voted by Leading Clients

  • Brazil
  • China
  • Cyprus
  • India
  • Mexico
  • Peru
  • Poland
  • Sri Lanka
  • Taiwan
  • Thailand
  • Turkey
  • Venezuela

Commended – As voted by Leading Clients

  • Chile
  • Colombia
  • Egypt
  • Hungary
  • Indonesia
  • Israel
  • Malaysia
  • Morocco
  • Pakistan
  • Philippines
  • Russia
  • Vietnam

Top Rated – As voted by Cross Border/Non-Affiliated Clients

  • China
  • India
  • Philippines
  • Vietnam

Commended – As voted by Cross Border/Non-Affiliated Clients

  • Brazil
  • Chile
  • Colombia
  • Cyprus
  • Egypt
  • Hungary
  • Indonesia
  • Israel
  • Malaysia
  • Mexico
  • Morocco
  • Pakistan
  • Peru
  • Poland
  • Russia
  • Sri Lanka
  • Taiwan
  • Thailand
  • Turkey
  • Venezuela

Domestic Ratings


Top Rated

  • India
  • Indonesia
  • Taiwan
  • Thailand

Commended

  • Brazil
  • Colombia
  • Malaysia
  • Mexico

Agent Banks – Major Markets Survey


Top Rated – As voted by Leading Clients

  • Austria
  • Greece
  • Hong Kong
  • Ireland
  • Italy
  • Japan
  • Korea
  • Singapore
  • United Kingdom

Commended – As Voted by Leading Clients

  • Australia
  • Belgium
  • France
  • Germany
  • Netherlands
  • Portugal
  • Spain
  • United States

Top Rated – As voted by Cross-Border/Non Affiliated Clients

  • Austria
  • Canada
  • Greece
  • Hong Kong
  • Ireland
  • Japan
  • Korea
  • Singapore
  • Spain
  • Switzerland
  • United Kingdom

Commended – As voted by Cross-Border/Non Affiliated Clients

  • Australia
  • Belgium
  • France
  • Germany
  • Italy
  • Netherlands
  • New Zealand
  • Portugal
  • United States

Regional standings


Top Rated – As Voted by Leading Clients

  • Asia/Australasia
  • North America

Commended – As Voted by Leading Clients

  • Global
  • Western Europe

Top Rated – As voted by Cross-Border/Non Affiliated Clients

  • Asia/Australasia
  • North America
  • Western Europe

Commended – As voted by Cross-Border/Non Affiliated Clients

  • Global

League Table Standings – As Voted by Leading Clients

  • Ireland
  • Japan
  • Singapore
  • South Korea
  • United Kingdom

League Table Standings – As voted by Cross-Border/Non Affiliated Clients

  • Ireland
  • Japan
  • South Korea
  • Singapore
  • United Kingdom

Private Equity Administration Survey


Top Rated – League Table Standings:

  • Overall Provider
  • $100M - $1B
  • Asia
  • North America

Best in Class Ratings – 31

  • Client Service (4)
  • Value (4)
  • Fund Accounting (4)
  • Capital Drawdowns (4)
  • Investment Execution (2)
  • Accounting and Reporting to Limited Partners (2)
  • Accounting and Reporting to General Partners (3)
  • Distributions (3)
  • Reporting (2)
  • Regulatory Reporting and Compliance (1)
  • Corporate Secretarial (2)

Top Rated

  • Overall
  • $100M - $1B
  • North America
  • Asia

Commended

  • $1B - $5B
  • $5B+

Hedge Fund Administration Survey


Best in Class

  • OTC Derivatives (5)
  • Corporate Administration (1)
  • Fund Structures (1)
  • Funds of Funds Administration (3)
  • Middle Office Services (1)
  • Credit/Leverage (1)
  • Risk Management (2)

Commended:

  • Less than $100M
  • $100M - $1B
  • $1B+
  • Single Strategy
  • Multi-Strategy
  • Fund of Funds
  • North America
  • Asia

Global Custody Survey


Top Rated

  • Asia

Commended:

  • Global
  • Less than $1 Billion
  • $1-10 Billion
  • Greater than $10 Billion
  • Europe
  • North America
  • Fund Managers
  • Institutional Investors

Service Categories as voted by Fund Managers – 32 Best in Class

  • Relationship Management (2)
  • Client Services (3)
  • Cash Management (1)
  • Foreign Exchange (5)
  • Proxy Voting ((2)
  • Corporate Actions (3)
  • Reporting (5)
  • Income Collection (4)
  • Tax Reclaims (2)
  • Technology (1)
  • Settlement (4)

Service Categories as voted by Institutional Investors – 31 Best in Class

  • Relationship Management (2)
  • Client Service (2)
  • Cash Management (3)
  • Foreign Exchange (6)
  • Proxy Voting (1)
  • Corporate Actions (3)
  • Reporting (1)
  • Income Collection (3)
  • Technology (2)
  • Transaction Cost Management (1)
  • Transition Management (2)
  • Performance Measurement (3)
  • Compliance (2)
Global Finance

World's Best Sub-Custodian

  • Latin America
  • Argentina
  • Colombia
  • Mexico
  • Sri Lanka
  • Venezuela
Global Investor

Global Custody Survey

  • #1 Overall (Weighted)
  • #1 Overall (Footprint)
  • #1 Mutual Fund Manager (Weighted)
  • #1 Mutual Fund Managers: Americas (Weighted)
  • #2 C1 (Weighted)
  • #2 Asia (Weighted)
  • #2 Sole: EMEA (Weighted)
  • #2 Americas (Weighted)
  • #3 Asia (Unweighted)
  • #3 EMEA (Weighted)
  • #3 Mutual Fund Manager (Unweighted)
  • #3 Mutual Fund Managers: Americas (Unweighted)

European Clearing and Settlement Survey

  • #1 – Czech Republic (Equities)
  • #1 – Greece (Equities and Fixed)
  • #1 – Hungary (Equities)
  • #1 – Italy (Fixed)
  • #1 – Poland (Equities)
HFM Week
  • Best Administrator for Middle Office
HedgeFund.Net
  • #1 Top 10 North American Fund of Fund Administrators
  • #3 Top 10 North American Hedge Fund Administrators
  • #3 Top 10 European Hedge Fund Administrators
ICFA
  • Mutual Fund Administrator of the Year
  • Fund Administrator of the Year: Asia Pacific
isf
  • #1 Securities Lender - Asia Pacific
Latin Lawyer
  • Agency and Trust role in Peru LNG Project Finance Deal of the Year
SourceMedia

Mutual Funds Services Guide

  • #1 Ranking for Transfer Agency Services (based on # of clients)

AWARDS

AWARDS ARCHIVE