Securities & Funds Services
Awards, Rankings and Recognition
With an on-the-ground presence in over 95 countries, Citi is a global leader in domestic and cross-border securities services for the world’ top issuers, intermediaries and investors.
Below you will find a list of the awards that we have won this year. Click on each one for more information about it.
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Best of the Best Awards 2011
- Best Local Custodian in Asia Pacific
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Triple A Awards – Securities & Funds Services
- Best DR Bank
- Best Fund Administrator – Alternatives
- Best Subcustody Mandate for 2012 – RBC Dexia Investor Services
- Best Subcustodian – Broker Dealer
- Best Subcustodian in Korea
- Best Subcustodian in Singapore
- Best Fund Administration (Alternatives) Mandate – Aviva Investors
- Regional Specialist Award for Best ADR Bank
- Best DR Bank in China
- Best DR Bank in Korea
- Best in Corporate Trust in Hong Kong
- Best in Corporate Trust in Japan
- Best Fund Administrator (Alternatives) in Australia
- Best Fund Administrator (Alternatives) in Japan
- Best Fund Administrator (Alternatives) in Korea
| Asset Backed Alert |
CDO Trustee Awards
- #1 Trustee for CDOs Issued Worldwide for 2012
| Custody Risk |
Americas Awards
- Fund Administrator of the Year
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2012 Excellence Awards
- Excellence in Risk Management Systems & Compliance – OpenWealth
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Global Custody Survey
Securities Lending Survey
Mutual Fund Administration Survey
Top Rated
- Less than $1 billion
- Greater than $10 billion
- Asia
- Europe
- Institutional Investors
- Global
Commended
- $1-10 billion
- North America
- Fund Managers
Service Categories as voted by Fund Managers – 24 Best in Class
- Relationship Management (1)
- Client Services (2)
- Cash Management (4)
- Foreign Exchange (4)
- Proxy Voting (2)
- Reporting (4)
- Income Collection (2)
- Tax Reclaims (2)
- Technology (2)
- Settlement (1)
Service Categories as voted by Institutional Investors – 46 Best in Class
- Relationship Management (2)
- Client Service (3)
- Cash Management (2)
- Foreign Exchange (4)
- Proxy Voting (3)
- Corporate Actions (4)
- Reporting (3)
- Income Collection (3)
- Technology (3)
- Transaction Cost Management (6)
- Transition Management (5)
- Performance Measurement (3)
- Compliance (5)
#1 Ranking
- North America
- Multi-Provider
- $1-10 Billion
Top Rated
- Global
- Greater than $10 Billion
- Single Provider
- Multi-Provider
- North America
- Europe
Commended
- $1-10 Billion
Best in Class – 54 Best in Class
- Earnings Performance: $1-10 billion, Greater than $10 billion, Single Provider, Multi-Provider, North America, Europe
- Risk Management: $1-10 billion, Greater than $10 billion, Single Provider, Multi-Provider, North America, Europe
- Relationship Management: $1-10 billion, Greater than $10 billion, Single Provider, Multi-Provider, North America, Europe
- Client Service: $1-10 billion, Greater than $10 billion, Single Provider, Multi-Provider, North America, Europe
- Collateral Management: $1-10 billion, Greater than $10 billion, Single Provider, Multi-Provider, North America, Europe
- Product Development: $1-10 billion, Greater than $10 billion, Single Provider, Multi-Provider, North America, Europe
- Reporting: $1-10 billion, Greater than $10 billion, Single Provider, Multi-Provider, North America, Europe
- Operational Capabilities: $1-10 billion, Greater than $10 billion, Single Provider, Multi-Provider, North America, Europe
- Compliance with Client Guidelines: $1-10 billion, Greater than $10 billion, Single Provider, Multi-Provider, North America, Europe
- #1 among Global Providers – North America
- #1 among Global Providers – Asia
- #1 among Global Providers – Accounting
- #1 among Global Providers – Transfer Agent
- #1 among Global Providers – Distribution
- #1 (tied) among Global Providers – Compliance
- #1 among Global Providers – AUM $100M – $1B
- #1 among Global Providers – AUM $1B – $5B
- #1 among Global Providers – Equity
- #1 among Global Providers – Fixed Income
- #2 among Global Providers – Global
- #2 among Global Providers – Europe
- #2 among Global Providers – Client Service
- #2 among Global Providers – Value
- #2 among Global Providers – Fund Reporting
- #2 among Global Providers – Other Funds
- #2 among Global Providers – Single Provider
- #2 among Global Providers – Multi Provider
- #3 (tied) among Global Providers – AUM $5B
- #2 among all providers – AUM $100M – $1B
- #1 among all providers – Asia-Pacific
- #3 among all providers – Europe
- #3 among all providers – North America
Top Rated
- Global
- North America
- Europe
- Asia-Pacific
- $100M-$1B
- $1-$5B
- Equity
- Fixed Income
- Other Funds
- Multi-Provider
Commended
- $5B+
- Fund of Funds
- Single Provider
Best in Class – 68 Best in Class
- Client Service: $100M-$1B, $1B-$5B, Equity, Fixed Income, Other Funds, North America, Europe, Asia-Pacific, Multi-Provider
- Value: $100M-$1B, $1B-$5B, $5B+, Equity, Fixed Income, Other Funds, North America, Europe, Asia-Pacific, Multi-Provider
- Fund Accounting: $100M-$1B, $1B-$5B, $5B+, Equity, Fixed Income, Fund of Funds, Other Funds, North America, Europe, Asia-Pacific, Single Provider, Multi-Provider
- Transfer Agency: $100M-$1B, $5B+, Equity, Fixed Income, Other Funds, North America, Asia-Pacific, Single Provider
- Distribution Support: $100M-$1B, $1B-$5B, Equity, Other Funds, North America, Europe, Asia-Pacific, Multi-Provider
- Portfolio Servicing: $100M-$1B, $1B-$5B, North America, Asia-Pacific
- Fund Reporting: $100M-$1B, $1B-$5B, Equity, North America, Europe, Asia-Pacific, Single Provider
- Compliance: $100M-$1B, $1B-$5B, $5B+, Equity, Fixed Income, Other Funds, North America, Europe, Asia-Pacific, Multi-Provider
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World’s Best Sub-Custodian Banks
World’s Best Supply Chain Finance Providers
Regional Winners
- Best Sub-Custodian Bank in Latin America
- Best Sub-Custodian Bank in North America
Country Winners
- Argentina
- Colombia
- Malaysia
- Mexico
- Peru
- Sri Lanka
- United States
- Venezuela
Global Winners
- Best Global Supply Chain Finance Provider (Bank)
- Best Trade Document Management
Regional Winners
- North America
- Latin America
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Beneficial Owners Survey
Global Custody Survey
- #1 Overall (Custodians) (Tie)
- #1 EMEA Overall Footprint
- #1 EMEA Footprint (Custodians)
- #1 Americas (Custodians)
- #1 Costs (Custodians)
- #1 Income Generated (Custodians)
- #1 Dividend Collection (Custodians)(Tie)
- #2 Overall Weighted (Custodians)
- #2 EMEA Weighted (Custodians)
- #2 Lending Programme Parameter Management (Custodians)
- #2 Settlement & Responsiveness to Recalls (Custodians)
- #2 Market Due Diligence (Custodians)
- #1 Overall (weighted)
- #1 Americas (weighted)
- #1 Single Custodian – Americas (weighted)
- #1 Respondents with AUM > $1 billion – Americas (weighted)
- #1 Asset Owners (weighted)
- #1 Asset Owners – Americas (weighted)
- #1 Asset Owners – Asia Pacific (unweighted)
- #1 Asset Owners – Asia Pacific (weighted)
- #1 Asset Owners – Asia Pacific (footprint)
- #1 Institutional Fund Managers (weighted) (tie)
- #1 Institutional Fund Managers – Americas (weighted)
- #1 Mutual Fund Managers (weighted)
- #1 Mutual Fund Managers – EMEA (unweighted)
- #1 Mutual Fund Managers – EMEA (footprint)
- #1 Mutual Fund Managers – Americas (weighted)
- #2 Overall (footprint)
- #2 EMEA (weighted)
- #2 EMEA (footprint)
- #2 Single Custodian Overall (weighted)
- #2 Single Custodian – Americas (footprint)
- #2 Respondents with AUM > $1 billion (footprint)
- #2 Respondents with AUM > $1 billion – Asia Pacific (weighted)
- #2 Mutual Fund Managers (unweighted)
- #2 Mutual Fund Managers – EMEA (weighted)
- #3 Americas (footprint)
- #3 Asia Pacific (weighted)
- #3 Asia Pacific (footprint)
- #3 Single Custodian Overall (footprint)
- #3 Single Custodian – EMEA (weighted)
- #3 Respondents with AUM > $1 billion (weighted)
- #3 Respondents with AUM > $1 billion – EMEA (footprint)
- #3 Respondents with AUM > $1 billion – Americas (unweighted)
- #3 Respondents with AUM > $1 billion – Americas (footprint)
- #3 Respondents with AUM > $1 billion – Asia Pacific (unweighted)
- #3 Respondents with AUM > $1 billion – Asia Pacific (footprint)
- #3 Asset Owners (footprint)
- #3 Asset Owners – EMEA (weighted)
- #3 Asset Owners – Americas (unweighted)
- #3 Asset Owners – Americas (footprint)
- #3 Institutional Fund Managers – Americas (footprint)
- #3 Mutual Fund Managers (footprint)
- #3 Mutual Fund Managers – Americas (unweighted)
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5-Star NQR Rating
- Call Center Service Excellence – Transfer Agent
