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What's New for Investors?

May 2011

Our modular approach, robust operational support and unmatched global presence distinguish Citi in servicing the needs of our investor clients. This rare combination provides you with the flexibility and scale to meet the demands of the market and deliver higher levels of service across expanding products and geographies.

We are excited to share with you recent highlights in our investor-servicing business solutions, including innovations, client partnerships, industry recognition and market trends.

Market Trends

Ready or Not? Here It Comes: OTC Derivatives Execution, Processing, Clearing & Reporting in the Post-Dodd-Frank Landscape

In this article, Citi share with AR magazine a preview of a larger white paper on the changes that will impact the OTC Derivatives landscape.

Funds Europe Roundtable: U.S. – Strong in a Crisis

Securities lending agreements in the U.S. were found to be robust, despite the crisis. Laurie Zeppieri, Securities Finance Americas, Citi Transaction Services was among the experts discussing market challenges and developments.

Ignites Interviews Citi at NICSA

Citi's Joseph Rezabek, Managing Director of North America Fund Services, discusses how Citi is differentiating itself by staying ahead of the pace of regulatory change and technology innovation in an exclusive interview with Ignites reporter Jackie Noblett. The video clip appeared March 9 on the site's "Crucial Clips" where subscribers can access the full interview.


Leading Solutions

Citi Launched Next-Generation Solution for OTC Derivatives Operations

Citi's comprehensive OTC Derivatives Service consolidates the entire post-trade execution process. It provides a full range of middle- and back-office services on a single platform including confirmation, settlement, valuation services, collateral management, margin management and Citi's global clearing network.

Did You Know?

Vikram Pandit
Chief Executive Officer

Citigroup Inc. reported first quarter 2011 net income of $3 billion. We marked another strong quarter with $19.7 billion of revenues. This is also our fifth straight quarter of profitability.

For a full review of Citi's first quarter 2011 earnings, click the link below.

Chuck Booth
Regulatory and Compliance Services
Citi Fund Services

Citi's Chuck Booth to Speak at Thompson Hine Investment Adviser Seminar

Tuesday, May 10, 2011, 10:45 a.m.
41 S. High Street, Suite 1700, Columbus, OH

Citi's Chuck Booth, Director of Citi's Regulatory and Compliance Services, will participate in a panel discussion among other guest professionals and Thompson Hine Investment Management lawyers regarding SEC inspections and enforcement, especially as it relates to current trends and hot topics.

Timothy Douglas
Global Head of
Securities Finance
Citi Transaction Services

Citi's Timothy Douglas to Speak at Data Explorers Securities Financing Forum

Thursday, May 26, 2011 at 4:00 p.m.
Four Seasons Hotel, New York

Mr. Douglas is speaking on the, Industry leader's panel – "What are the 'macro' factors that are going to affect the securities financing industry?"

Jeffrey McCarthy
Global ETF Product
Citi Transaction Services

Citi's Jeffrey McCarthy to Speak at Data Explorers Securities Financing Forum

Thursday, May 26, 2011 at 2:45 p.m.
Four Seasons Hotel, New York

Mr. McCarthy will speak on the, "Exchange Traded Funds – Will they be the new driver of securities financing?" panel.

Michael Klein
SVP Tax Services
Citi Fund Services

Citi's Michael Klein to Speak at NICSA East Coast Regional Meeting

Friday, June 3, 2011, 1:15 p.m.
Sentry Centers Mid-Town East, 730 Third Avenue, New York, NY

Citi's Michael Klein, SVP of Tax Services, will join a panel of industry experts, moderated by Victor M. Frye, CCO of ProFunds Group, to share updates and insights on tax issues impacting the fund industry. FATCA, new capital loss rules and the importance of the timing and coordination between the excise and fiscal distribution rules will be examined.

Charles Millard
Managing Director
Citi Global Markets

Citi's Charles Millard to be the Chairperson for the Investor Summit Day at the Super Returns U.S. Conference "

Monday, June 6, 2011, 9:00 a.m. – 5:00 p.m.
425 Summer Street, Westin Boston Waterfront Hotel, Boston MA

Citi's Charles Millard, Managing Director, Citi Global Markets, will Chair the Investor Summit Day. Charles will open the day with the welcoming remarks and throughout the day will introduce each speaker and panel.

Regulatory Compliance QuarterCAST

Wednesday, June 8 (noon – 1:00 p.m. ET)

Save the date for Citi's next "QuarterCAST," which provides insights into recent regulatory developments impacting mutual fund operations: To register, e-mail: